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MUFG Union Bank Control Framework Standards and Monitoring - Strategy, Initiatives & Business Management Vice President in Charlotte, North Carolina

Control Framework Standards and Monitoring - Strategy, Initiatives & Business Management Vice President - 10043001-WD


Do you want your voice heard and your actions to count?

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world (as ranked by S&P Global, April 2020). In the Americas, we’re 13,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, developing positive relationships built on integrity and respect. It’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed, and agility. We’re a team that accepts responsibility for the future by asking the tough questions and owning the solutions. Join MUFG and be empowered to make your voice heard and your actions count.


The Control Framework Standards and Monitoring (CFSM) Program within the Central Risk and Control Office (CRCO) is being implemented to support first line of defense adherence to control lifecycle requirements and has the following objectives:

  • Develop, maintain, and oversee execution standards for the first line control framework, to include first line control lifecycle requirements

  • Promote quality and transparent reporting related to the first line control framework

  • Enhance identification, oversight and escalation of risks and state of the first line control environment

  • Promote quality first line and second line interaction to enhance first line control execution and reduce redundancy

Job Summary:

The position of Vice President – CFSM Strategy, Initiatives & Business Management will support CFSM operations through the following key activities:

  • Business and program management activities (e.g. strategic planning, resourcing/staffing, budget)

  • Operating procedures and tools

  • CFSM issue management

Major Responsibilities:

  • Support the development and maintenance of the CFSM annual strategic plan, including key initiatives for roll out, prioritization, special initiatives (special services / transformation projects), impacts / inter-dependencies, and resourcing assessment

  • Support the development, implementation, and maintenance of CFSM staffing strategy and plans, including budget requirements, skills assessment, job descriptions, and coordination with Finance and HR.

  • Assist in the management of tools and operating procedures to support CFSM responsibilities

  • Support the implementation of GRC strategy, tools, and technology for CFSM

  • Support the central management of CFSM issues and other regulatory engagement activities

  • Develop strategic partnerships with CFSM and CRCO colleagues, Business Unit, horizontal control program and second line of defense partners, as well as other risk management functions throughout the organization

  • Other duties as assigned by manager



  • A BA/BS degree from a 4-year college

  • 5-7 years of banking or financial Services industry experience

  • Experience in a bank line of business, controls, internal audit, or risk management preferred

  • Direct experience in analysis, reporting and monitoring related to financial services risk and control matters.

  • Direct experience in risk control design, implementation, and monitoring

  • Direct experience with control testing, quality assurance and quality control

  • Experience with large programs or projects including the following is desired:

  • Process re-design and/or development of governance frameworks, committees, policies, etc.

  • Fast turnaround, tight timelines, and/or crisis management environments

  • Strong proficiency in MS Office, including Excel and Power Point, is critical

  • Ability to communicate professionally and effectively in writing and verbally with all levels

  • Excellent critical thinking, analytical and problem-solving skills, and attention to detail

  • Ability to quickly build rapport, credibility, trust, and respect, and be viewed as a standout colleague

Join us as we evolve our organization to become

more agile, innovative and inclusive!

The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities, duties, and skills required of personnel so classified.

We are proud to be an Equal Opportunity / Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives, and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category.

A conviction is not an absolute bar to employment. Factors such as the age of the offense, evidence of rehabilitation, seriousness of violation, and job relatedness are considered in all employment decisions. Additionally, it’s the bank’s policy to only inquire into a candidate’s criminal history after an offer has been made. Federal law prohibits banks from employing individuals who have been convicted of, or received a pretrial diversion for, certain offenses.

Job : Risk

Primary Location : NORTH CAROLINA-Charlotte

Job Posting : Apr 20, 2021, 10:51:34 AM

Shift: : Day

Schedule: : Full Time

Req ID: 10043001-WD