MUFG Union Bank Global Financial Crimes IT Audit Associate in Charlotte, North Carolina
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Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world. Across the globe, we’re 180,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
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Note: Some MUFG roles require that individuals be fully vaccinated against COVID-19, subject to medical and/or religious exemptions, if applicable. Should you be selected for an interview, your recruiter will provide additional information. Job Summary: The Associate Vice President reports to the GFC IT Audit Director/Manager and is responsible for executing assigned Global Financial Crimes IT audits and independent validation of business activities related to regulatory requirements. The role focuses on testing over systems, processes and controls and delivering high quality work in a timely fashion. You are primarily responsible for project management on assigned audit engagements and specifically the execution of testing over the IT and systems related processes and controls. You are responsible for internal partner management and the supervision of and accountability for the quality of and judgment calls in audit work. This position does not manage staff in a reporting line relationship. On as-needed basis, the position may require global travel throughout Americas, EMEA and APAC regions. Key Responsibilities - Maintain the responsibility for the quality of assigned GFC IT audit engagements, in compliance with audit methodology requirements and executive management expectations, while also operating within industry best practices, applicable regulations, and external professional practice expectations - Identify potential risk, including awareness of risks both within the span of control as well as enterprise-wide; assess the state of the governance, risk management, and control environment aspects relevant to that risk; and report results in an effective and timely basis, leading to appropriate remedial action and ongoing management of risk for all assigned GFC IT audit engagements - Complete the execution of all walkthroughs/testing and work paper documentation for assigned GFC IT audit engagements, working closely with both business auditors - Provide assistance in the validation and closure of internal and external (e.g. regulatory) GFC IT issues - Effectively partner with other internal audit groups to provide subject matter expertise in the joint execution of internal audits with GFC impact - Develop effective relationships with stakeholders and understanding of GFC business lines - Act as a role model and continuously improve self and the department Qualifications and Required Experience - A bachelor 's degree in relevant discipline (e.g., information technology, computer science, accounting, finance, economics). - Professional certifications strongly preferred (ACAMS, CISA, CISM, CGEIT, CRISC, CIA) - Public Accounting (Big 4) experience a plus - 5+ years audit experience, previously leading or executing IT audit engagements supporting Financial Crimes (BSA/AML/OFAC) compliance audits - Working Knowledge of key application controls as it relates to the Financial Crimes is a plus - Experience with the financial industry and related markets, related regulatory bodies and current IT trends - Experience in technology risk assessment, audit methodology and execution - Experience in coordination and integration efforts across multiple groups, preferably within enterprise-wide internal audit functions - Possesses strong project management skills; exhibits initiative and intuitive thinking; and demonstrates ability to meet strict deadlines - Exhibits effective communication (both verbal and written), negotiation and presentation skills; strong interpersonal skills; and ability to engage with all levels of internal audit and business line management - Employs strong critical thinking skills to identify pragmatic recommendations within an evolving and increasingly complex regulatory and risk management environment - Demonstrates strong analytical skills and problem solving capabilities - Proficiency in technology as required for assigned areas (MS Office, audit data analytics, etc.) - Aligned with MUFG Code of Conduct, exhibits strong ethical behavior and adheres to other similar professional requirements. - Some travel may be required, domestic and international
The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.
We are proud to be an Equal Opportunity/Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives, and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category.
At MUFG, our colleagues are our greatest assets. Our Culture Principles provide a roadmap for how each of our colleagues must think and act to become more client-obsessed, inclusive and innovative. They reflect who we are, who we want to be and what we expect from one another. We are excited to see you take the next step in exploring a career with us and encourage you to spend more time reviewing them!
Our Culture Principles
Listen Up. Speak Up.
Innovate & Simplify
Own & Execute