MUFG Union Bank Risk & Control Assessment, Analyst in Charlotte, North Carolina
Do you want your voice heard and your actions to count?
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world. Across the globe, we’re 180,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
Some MUFG roles require that individuals be fully vaccinated against COVID-19, subject to medical and/or religious exemptions, if applicable. Should you be selected for an interview, your recruiter will provide additional information.
Provide project management support in tracking and coordinating the execution of policy and standards control testing activities
Produce and distribute status reporting and communication related to control testing activities
Provide ongoing communication to internal stakeholders throughout the testing process to keep them apprised of progress and findings, escalating when appropriate
Support the execution and documentation of ITGC testing for in-scope processes across technology and First Line of Defense (FLoD) business units
Execute testing of ITGCs and application controls based on internal and industry standards and guidelines for design and effectiveness
Participate in technology walkthroughs for ITGCs and application controls and prepare meaningful documentation
Coordinate control testing activities, including logistical scheduling and document retrieval to support control testing in accordance with internal requirements
Assist with preparation of written reports that summarize the objectives, scope, findings, and conclusions for each assigned review
Support iterative review and challenge of assessment results, working with appropriate stakeholders across the lines of defense
Support adoption of automated ITGC testing platform by identifying controls for inclusion and respective prerequisites and logic for automated testing
Work collaboratively with risk and control team to execute against technology risk governance procedures
Assist with coordination of required meetings, reviews, and scheduling needs
Prepare materials for ongoing team meetings and meetings with senior management
Bachelor's degree in computer science, information systems, technology management, or equivalent preferred
Excel experience, Writing formulas, vlookup
Experience with Tableau
Preferred: degree from a competitive school, demonstrating a strong academic and extracurricular track record
Preferred: Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM) or Certified in Risk and Information Systems Control (CRISC)
Requires a minimum of 3-5 years of experience in IT risk and controls Preferred: ""Big Four"" IT audit experience, Professional in Project Management (PMP), Six Sigma Black Belt or Green Belt professional certifications
Preferred: experience with process documentation, risk, and control assessments
Preferred: proficient with Microsoft Office (Project, PowerPoint, Excel, Word)
Experience with process documentation, risk and control assessments, and designing/executing IT General Controls (ITGC) test scripts Understanding of the regulatory environment and regulations related to technology risk, and Office of Comptroller of the Currency (OCC) and Federal Reserve Board (FRB) expectations
Experience with problem solving in a team environment by thinking outside of the box and providing innovative solutions, with and without technology
Preferred: knowledge in technology areas including, but not limited to: access management, network security, enterprise architecture, release management and incident response
Preferred: experience in a project management role Ability to manage multiple priorities concurrently, prioritize, and efficiently complete responsibilities while maintaining the highest quality
Ability to support work streams with sometimes limited oversight/information from inception to completion
Ability to identify obstacles and work in conjunction with others to identify options/solutions
Ability to constructively work both independently and in collaborative environments involving all levels of management and employees
The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.
We are proud to be an Equal Opportunity/Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives, and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category.
Some MUFG roles require that individuals be fully vaccinated against COVID-19, subject to exemptions for medical or religious reasons, as well as any other reason required by applicable law or order. Should you be selected for an interview, your recruiter will provide additional information.
At MUFG, our colleagues are our greatest assets. Our Culture Principles provide a roadmap for how each of our colleagues must think and act to become more client-obsessed, inclusive and innovative. They reflect who we are, who we want to be and what we expect from one another. We are excited to see you take the next step in exploring a career with us and encourage you to spend more time reviewing them!
Our Culture Principles
Listen Up. Speak Up.
Innovate & Simplify
Own & Execute