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MUFG Union Bank Senior Auditor - Regulatory Compliance Associate in Charlotte, North Carolina

Description Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world (as ranked by S&P Global, April 2020).In the Americas, we’re 13,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, developing positive relationships built on integrity and respect. It’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. We’re a team that accepts responsibility for the future by asking the tough questions and owning the solutions. Join MUFG and be empowered to make your voice heard and your actions count. Internal Audit for the Americas acts as the third line of defense, independently assessing first and second line management's efficiency in identifying, measuring, monitoring, and controlling the risks of the Bank. We have an opportunity for a Senior Auditor with banking/financial services experience who will be responsible for providing audit coverage of first and second line controls to adhere to regulatory requirements and compliance risk management standards across the organization. Major Responsibilities : * Execute assigned audits, including planning, fieldwork, reporting, tracking, and follow up. * Report results in an effective and timely way, leading to appropriate remedial action and ongoing management of risk. * Maintain compliance with audit methodology while operating within applicable regulations and internal and external professional practice expectations. * Maintain relationships to a mutually accountable, productive, respectful, and trusted level. * Act as a leader and role model for the team and the department. Qualifications The right candidate will have : * 5 years of related experience in public accounting (Big 4 external/internal audit) or 5 years in financial services industry, including Internal Audit experience with large complex financial institutions * In-depth understanding of banking regulations, including consumer and wholesale regulations and regulatory trends, as well as related risks of non-compliance * Critical thinking, analytical, and project management skills * Effective communication with senior leadership, regulators, and staff at all levels * Ability to perform risk assessments and analyze risk trends at a macro level, identifying signs of changing risk levels and/or symptoms of process control breakdowns * Ability to identify and understand controls in changing environments * Strong oral and written communication skills, including the ability to write clear, concise, non-technical, and persuasive risk evaluation reports * Professional auditing certifications, such as the CIA, CPA, or CISA, as well as compliance risk management certifications such as the CRCM are highly desirable * 25% travel may be required * Bachelor's degree Compliance with MUFG and MUFG Union Bank Code of Conduct, exhibits strong ethical behavior, and adheres to other similar professional requirements The above statements are intended to describe the general nature and level of the work being performed. They are not intended to be construed as an exhaustive list of all responsibilities, duties, and skills required of personnel so classified. We are proud to be an Equal Opportunity / Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives, and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category. A conviction is not an absolute bar to employment. Factors such as the age of the offense, evidence of rehabilitation, seriousness of violation, and job relatedness are considered in all employment decisions. Additionally, it’s the bank’s policy to only inquire into a candidate’s criminal history after an offer has been made. Federal law prohibits banks from employing individuals who have been convicted of, or received a pretrial diversion for, certain offenses. Job: Audit Primary Location: NORTH CAROLINA-Charlotte Schedule Full Time Shift Day Req ID: 10042669-WD