MUFG Union Bank Global Financial Crimes Compliance Testing, Analyst in Dallas, Texas
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Responsible for supporting the Global Financial Crimes Compliance Testing (“GFCCT”) function in performing deep dives and targeted risk-based thematic reviews of financial crimes compliance (AML, Sanctions, ABC) processes globally with an emphasis on the design and effectiveness of measures (controls) taken to monitor and mitigate financial crimes risk.
Assist in supporting financial crimes compliance reviews for MUFG Bank, Ltd. branches globally, that evaluate the effectiveness of existing financial crimes compliance, as well as the design and implementation of relevant controls, such as escalation processes, documentation of policies and procedures, reporting, list screening, regulatory change management, governance framework, and training.
Assist in developing test plans, scripts, procedures, and sampling methodologies that incorporate regulatory expectations, industry developments and lessons learned from regulatory finding and internally identify issues by compliance testing and internal audit
Assist in preparing/reviewing reports summarizing the objectives, scope, findings and conclusions of completed testing.
Assist in the validation of Management Action Plans designed to address remediation efforts and testing review findings.
Assist in the coordination with Issues Management for monitoring and tracking resolution of financial crimes testing findings
Assist with monitoring developments, such as changes in the regulatory environment, which may necessitate ad hoc testing
Support general compliance activities and other duties, including special projects as assigned.
At least 1-3 years of experience within the financial crimes area of a global bank, consulting firm or regulatory agency
Experience with performing compliance testing, quality control/assurance processes or internal/external audits.
Exposure to testing or to quality control and/or quality management functions and results.
Knowledge of financial crimes compliance laws and regulations.
Excellent judgment and analytical skills.
Experience working with compliance testing scripts and/or experience with performing testing reviews or audits.
Experience in working in diverse testing teams
Strong written communication skills
BA/BS Degree; JD,CPA and/or CAMS a plus
Some travel may be required, domestic and international
The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.
We are proud to be an Equal Opportunity / Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives, and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category.
A conviction is not an absolute bar to employment. Factors such as the age of the offense, evidence of rehabilitation, seriousness of violation, and job relatedness are considered in all employment decisions. Additionally, it's the bank's policy to only inquire into a candidate's criminal history after an offer has been made. Federal law prohibits banks from employing individuals who have been convicted of, or received a pretrial diversion for, certain offenses.
Primary Location: TEXAS-Dallas
Schedule Full Time
Req ID: 10036183-WD