Job Information
MUFG Analyst, Compliance in MUFGM, United States
Do you want your voice heard and your actions to count?
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
Responsibilities:
Financial Crime Compliance ("FCC") Systems & Data Governance
Ensures timely and accurate advice and processing of tasks related to FCC systems with System Development Managers and System Business Owners, providing direct oversight and serving as primary points of contact for relevant FCC systems at country level.
Ensures timely and accurate advice and processing of related tasks to FCC Data Governance requirements.
Outsourcing of FCC systems/processes
- Ensures timely and adequate outsourcing assessment in new / existing arrangements and submission of annual outsourcing plan to BNM.
FCC Quality Assurance
- Ensures timely and accurate FCC QA per the Global FCC QA Methodology.
FCC Monitoring
- Ensures timely and accurate FCC Monitoring per the FCC Monitoring questionnaire.
FCC Training
- Coordination of FCC training programmes and training materials.
FCC Employee Screening
- Ensures timely and accurate adherence by Human Resources Dept (HRD) concerning Employee Screening.
Provide the required support to the FCC Governance Team Lead (e.g., Projects & Initiatives, Internal / Management reporting, Issue Management, Management of Regulatory Review, Audit and Compliance Testing, etc).
Requirements:
Minimum 1 year of relevant experience in Compliance. Additional experience in related fields will be considered as an advantage.
Strong knowledge of Malaysian, Japanese and US banking regulations / guidelines in relation to Financial Crime risks (money laundering, terrorism financing, sanctions evasion and bribery / corruption).
Strong self-motivated person who can work under minimal supervision with professional communication, interpersonal, negotiation, analytical and problem-solving skills.
MUFG Bank Ltd & MUFG Securities Asia Limited (collectively referred to as “MUFG”) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.
At MUFG, our colleagues are our greatest assets. Our Culture Principles provide a roadmap for how each of our colleagues must think and act to become more client-obsessed, inclusive and innovative. They reflect who we are, who we want to be and what we expect from one another. We are excited to see you take the next step in exploring a career with us and encourage you to spend more time reviewing them!
Our Culture Principles
Client Centric
People Focused
Listen Up. Speak Up.
Innovate & Simplify
Own & Execute