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MUFG Union Bank Audit Portfolio Manager, Vice President in New York, New York


Do you want your voice heard and your actions to count?

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world (as ranked by S&P Global, April 2018). In the Americas, we’re 13,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, developing positive relationships built on integrity and respect. It’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. We’re a team that accepts responsibility for the future by asking the tough questions and owning the solutions. Join MUFG and be empowered to make your voice heard and your actions count.

Position Summary

The Audit Vice President, Audit Portfolio Manager - is a role within Wholesale Banking - Internal Audit. It reports to a Director, Senior Audit Portfolio Manager and will independently assess first- and second-line management’s effectiveness in identifying, measuring, monitoring and controlling the risks of the bank.

Position Attributes:

Budget management responsibilities may be assigned from time to time. Travel is required for the position, with an estimated range of 10-20% varying on the location of the candidate and key staff and stakeholder geographies.

Key Accountabilities:

  • Effectively handle senior executive relationships (internally and externally) to mutually accountable, productive, respectful, and trusted level

  • Act as a role model to develop and promote a work place culture that values diversity of thought, promotes integrity and creates an atmosphere that supports coaching and fosters accountability; engage as a great teammate across peer group while also operating within industry standard methodologies, applicable regulations, and internal and external professional practice expectations.

  • Assign and review the work of audit team members for assigned engagements (in coordination with Audit Director)

  • Assess the state of the governance, risk management, and control environment

  • Report results in an effective and timely basis, leading to appropriate remedial action and ongoing management of risk

  • Maintain compliance with audit methodology, while also operating within industry standard methodologies, applicable regulations, and internal and external professional practice expectations


Typical Qualifications

  • A Bachelor’s degree, preferably in Accounting, Finance, Business Administration or related business discipline at an accredited college or university. Advanced degree preferred.

  • Professional auditing certifications, such as the CIA, CPA, or CFSA, are highly desirable.

  • 10 years or more of meaningful internal audit or risk management experience with strong knowledge of internal audit operations audit execution, practices and methodology

  • Experience with the financial services industry, related markets, and related regulatory agencies

  • Extensive experience preferred in auditing Wholesale Banking and/or Credit Risk Management; Sales and Origination, Underwriting, Wholesale Lending, Credit risk management, Collateral valuation and oversight, Ongoing portfolio management including covenant compliance, credit concentration risks, watch-lists, credit risk review, forbearance and restructurings, Loan and trade operations, Fair valuation, Syndication and Securitizations.

  • Knowledge of Asset based financing, project based finance, structured credit, leasing, structured trade finance, supply chain finance, commodity trade financing, bilateral lending highly preferred!

  • Familiarity with regulations such as Regulation W, Consumer compliance regulations, Reg YY (EPS) will be advantageous.

  • Ability to manage (in-charge) and execute the full life cycle of an audit, from planning to audit close

  • Ability to identify and understand controls in changing environments

  • Ability to perform risk assessments and analyze risk trends at a macro level, identifying signs of changing risk levels and/or symptoms of process control breakdowns

  • Possesses strong project management skills. Exhibits initiative and intuitive thinking; and demonstrates ability to meet strict deadlines.

  • Exhibits effective communication (both verbal and written), negotiation and presentation skills; strong interpersonal skills. Ability to engage with all levels of internal audit and business line management.

  • Employs strong critical thinking skills to identify pragmatic recommendations within an evolving and increasingly complex regulatory and risk management environment.

  • Demonstrated proficiency in technology as required for assigned areas (MS Office, audit data analytics, etc.).

  • Ability to travel may be required.

The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.

We are proud to be an Equal Opportunity / Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives, and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category.

A conviction is not an absolute bar to employment. Factors such as the age of the offense, evidence of rehabilitation, seriousness of violation, and job relatedness are considered in all employment decisions. Additionally, it's the bank's policy to only inquire into a candidate's criminal history after an offer has been made. Federal law prohibits banks from employing individuals who have been convicted of, or received a pretrial diversion for, certain offenses.

Job: Audit

Primary Location: NEW YORK-New York

Schedule Full Time

Shift Day

Req ID: 10033442-WD