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MUFG Union Bank Business Operational Risk Assessments VP - Institutional Broker-Dealer Businesses and Corporate Functions in New York, New York

Do you want your voice heard and your actions to count?

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world. Across the globe, we’re 180,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.

With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.

Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.

This is a hybrid position. There are flexible work from home options available. A member of our recruitment team will discuss the options with you in more detail.

Job Description

The Risk Management Analyst reports directly to the assigned Division Risk Manager. The analyst will support the reporting and implementation needs of risk management programs across assigned divisions. Initial scope will include report development and maintenance for fraud, risk and compliance support. Major Responsibilities: Supports the Division Risk Manager in developing and maintaining comprehensive Risk Management reporting. This includes developing and maintaining web content for OCSG's risk management site; developing fraud trend reporting; managing Risk Resolve conversion and supporting all a risk and fraud reporting needs or as directed by Management. (65%) Acts as Lead Business Compliance Analyst for risk management and supports and coordinates assigned modules of operational risk and controls within assigned OCSG division. Modules include but are not limited to: information security, human resources, Sarbanes-Oxley, fraud, vendor management, business continuity, regulatory compliance, product risk, and model validation. (15%) Performs Risk & Control evaluations in conjunction with Division Risk manager for assigned processes and manages remediation activities for control deficiencies. Supports regular reporting to Senior Management on fraud, risk and compliance projects, the status of any identified high risk activities, and any significant deficiencies identified. (10%) Leads key cross-functional projects designed to assess and improve control environment or ensure compliance with existing or new regulations. Lead projects across other divisions or business units within the Bank. Projects will require the involvement of numerous business channels (Commercial, Retail, Small Business, Wealth, etc) and corporate groups (Internal Audit, Corporate Compliance, Legal, Vendor Management, etc). On occasion, will also interface with external parties (Regulators, consultants, business/industry oriented activity councils, etc.) (10%)


Strong industry knowledge and technical expertise. Strong foundational knowledge in assessing compliance risk and control environments. Able to establish and maintain collaborative working relationships across the Bank. Broad and polished communication skills - presentation, verbal and written. Project management skills: capable of leading a complex cross-functional project Relationship Management skills are critical; must establish trust and confidence in operational managers and supervisors across the organization. Comfortable working with minimal supervision; results oriented. Ability to effectively direct, guide, and coordinate staff in risk coverage efforts. Typically requires a Bachelor's Degree in business, finance, operational management or other relevant discipline or demonstrated equivalent experience. Five + years experience working in financial services. Five or more years experience in compliance related role is required. Demonstrated ability to create and execute training programs on specific subject matter. Experience managing and or coordinating a team is preferred.

The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.

We are proud to be an Equal Opportunity/Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual’s associates or relatives that is protected under applicable federal, state, or local law.

Some MUFG roles require that individuals be fully vaccinated against COVID-19, subject to exemptions for medical or religious reasons, as well as any other reason required by applicable law or order. Should you be selected for an interview, your recruiter will provide additional information.