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MUFG Union Bank Internal Audit Analyst – Markets Compliance in New York, New York

Do you want your voice heard and your actions to count?

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world. Across the globe, we’re 180,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.

With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.

Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.

This is a hybrid position. There are flexible work from home options available. A member of our recruitment team will discuss the options with you in more detail.


The Analyst, Auditor position is a staff role within the Internal Audit for the Americas function. It reports to either a VP, Audit Manager or a Director, Senior Audit Manager. The position is primarily responsible for execution of assigned audits, including planning, fieldwork, reporting, and issue tracking and follow-up.

Businesses in scope will focus primarily on Compliance supporting the Capital Markets and Secondary Markets Trading areas. An excellent role to begin a career in a large multi-national financial organization, in an exciting and complex area dealing with financial products (Equities, Rates, Credit derivatives, bond and equity issuances, etc) and instruments (futures, options, swaps, etc), together with key Markets regulations.

Training both on the job and via internal and external courses will be provided.

Key Accountabilities

  • Participate in interviews of process owners to develop an understanding of client’s business processes

  • Identify potential risks and controls

  • Evaluate internal controls design and effectiveness, identify control weaknesses and suggest appropriate remediation

  • Document results using appropriate business and technical language in the workpaper system

  • Report findings and client issues to the Audit Manager or Senior Audit Manager

  • Complete work timely and with high quality

  • Maintain compliance with audit methodology, while also operating within industry best practices, applicable regulations, and internal and external professional practice expectations

  • Build relationships with peers and clients within the organization

Qualifications - External

Education and Certifications:

  • A Bachelor’s degree preferred, preferably in Accounting, Business Administration, Computer Science or related business discipline at an accredited college or university.

  • Professional auditing certifications, such as the CIA, CPA, CFSA PMP, CISA or CISSP are highly desirable, or a willingness to obtain as career progresses.

Skills and Experience:

  • Exposure to the financial industry and related markets desirable

  • Demonstrated proficiency in technology as required for assigned areas (MS Office. Other applications training will be provided)

  • Strong analytical and problem-solving skills

  • Strong verbal and written communication skills

  • Other skills as required in assigned areas of responsibility

  • Compliant with MUFG Union Bank Code of Conduct, exhibits strong ethical behavior, and adheres to other similar professional requirements.

The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.

We are proud to be an Equal Opportunity/Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives, and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category.

Some MUFG roles require that individuals be fully vaccinated against COVID-19, subject to exemptions for medical or religious reasons, as well as any other reason required by applicable law or order. Should you be selected for an interview, your recruiter will provide additional information.

At MUFG, our colleagues are our greatest assets. Our Culture Principles provide a roadmap for how each of our colleagues must think and act to become more client-obsessed, inclusive and innovative. They reflect who we are, who we want to be and what we expect from one another. We are excited to see you take the next step in exploring a career with us and encourage you to spend more time reviewing them!

Our Culture Principles

  • Client Centric

  • People Focused

  • Listen Up. Speak Up.

  • Innovate & Simplify

  • Own & Execute