MUFG Union Bank Quality Control Professional - KYC in Tempe, Arizona
Quality Control Professional - KYC - 10041886-WD
Do you want your voice heard and your actions to count?
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world (as ranked by S&P Global, April 2020).In the Americas, we’re 13,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, developing positive relationships built on integrity and respect. It’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. We’re a team that accepts responsibility for the future by asking the tough questions and owning the solutions. Join MUFG and be empowered to make your voice heard and your actions count.
As part of the MUFG Union Bank (MUB) First Line of Defense Control Office (FLoD CO) team, the KYC Specialist improves the quality of Know Your Customer (KYC) data throughout the customer life cycle as prescribed by BSA/AML Program Office and Chief Data Office policies pertaining to the Customer Identification Program (CIP), Customer Due Diligence (CDD) business verification, and other regulatory and risk considerations. This role provides support exclusively to supported Business Units; that is, this role has no direct contact with the bank’s external customers.
8:00 A.M. – 5:00 P.M. Pacific Time
Validate customer key data elements (KDEs), remediating errors as necessary, for customers managed by a supported Business Unit.
Coordinate with Business Units to ensure all required customer information and supporting documentation is captured and validated prior to account-opening.
Review legal documentation to identify Bank Contracting Officers for deposit products.
Capture and analyze metrics data pertaining to various onshore and offshore processes.
Stay abreast of shifting regulatory requirements that may impact day-to-day operations.
Maintain expert-level familiarity with bank policies that influence desktop procedures.
Ensure the continued relevancy of desktop procedures by recommending, documenting, and implementing approved changes.
Perform other duties and assist with projects as assigned by management from time to time.
The ideal candidate possesses most, if not all, of the following qualities:
REQUIRED: At least one year of prior banking experience in the BSA/AML space; KYC, investigation into fraud or financial crime, transaction monitoring, enhanced due diligence, etc.
General knowledge of regulations pertaining to products and services the company offers to its commercial loan, trade, and deposit customers is a plus.
Ability to balance risk with opportunity, collaborate and build partnerships, communicate effectively and professionally, and drive for results.
Quick-learner; easily adapts to unfamiliar platforms and procedures in a fast-paced environment.
Strong PC skills, especially Microsoft Office applications such as Outlook and Excel. Knowledge of Teams, Power Point, and Visio is a plus.
Familiarity with legal formation and similar legal documents.
Earned or imminent baccalaureate degree; preferably in a subject within in the sciences.
The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.
We are proud to be an Equal Opportunity / Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives, and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category.
A conviction is not an absolute bar to employment. Factors such as the age of the offense, evidence of rehabilitation, seriousness of violation, and job relatedness are considered in all employment decisions. Additionally, it's the bank's policy to only inquire into a candidate's criminal history after an offer has been made. Federal law prohibits banks from employing individuals who have been convicted of, or received a pretrial diversion for, certain offenses.
Job : Compliance
Primary Location : ARIZONA-Tempe
Job Posting : May 3, 2021, 2:43:31 PM
Shift: : Day
Schedule: : Full Time
Req ID: 10041886-WD