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MUFG Union Bank Regulatory Reporting Policy AVP in Tempe, Arizona


Do you want your voice heard and your actions to count?

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world (as ranked by S&P Global, April 2020).In the Americas, we’re 13,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, developing positive relationships built on integrity and respect. It’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. We’re a team that accepts responsibility for the future by asking the tough questions and owning the solutions. Join MUFG and be empowered to make your voice heard and your actions count..

Job Summary:

The Regulatory Reporting Policy Assistant Vice President position reports to the Managing Director, Regulatory Reporting within the Controller’s and Tax Services (CTS) Department and is responsible for determining regulatory reporting policy, interpretation of regulatory rules and instructions, and proper documentation and communication to enterprise stakeholders of those policies and interpretations. The Regulatory Reporting Policy AVP will collaborate with other members of the Regulatory Reporting team to provide education to the Regulatory Reporting staff and key stakeholders on regulatory reporting matters including interpretive guidance and changes in rules and regulations.

Major Responsibilities include:

  • Monitoring regulatory communications on requirements, including new or revised rules, regulations, forms and instructions with impact to regulatory reporting.

  • Assessing impact of new or revised regulatory reporting requirements and communicating this analysis to regulatory reporting teams and other stakeholders

  • Evaluating regulatory reporting requirements for complex new products and transactions. Researching and resolving issues; providing recommendations; escalating to senior management, as needed

  • Supporting the Regulatory Report Owners and key stakeholders in providing interpretive guidance on the regulatory reporting requirements.

  • Partnering with Accounting Policy to assess the impact of changes in US GAAP and providing guidance on the impact of these changes on the regulatory reports

  • Developing, maintaining and publishing for internal stakeholders a regulatory reporting guidance manual to address complex reporting matters and areas of interpretation.

  • Preparing materials and presentations and providing administrative support for governance meetings and regulatory reporting interpretation forums.

  • Ensuring desktop procedures for the processes conducted within the CTS Regulatory Reporting Policy team are adhered to, and are maintained current, accurate and, at the level of detail expected by the regulators.

  • Ensuring adherence to internal controls, department procedures and bank policy and procedures.

  • Collaborating with the Regulatory Reporting Training team to inform the development of the training program, and serving as a subject matter expert in the development of training materials

  • Supporting reviews and examinations by internal and external parties, including regulatory examinations, internal audits, compliance testing, control and transaction testing

  • Other ad-hoc regulatory policy projects, as assigned.


  • Accounting or finance degree is required

  • Minimum 7 years related experience, including a minimum of 3 years of experience in bank regulatory reporting or accounting policy

  • CPA or Chartered Accountant, or equivalent, is strongly preferred

  • Big 4 public accounting experience is strongly preferred

  • Strong and current understanding of banking regulatory reporting rules and instructions and US GAAP (knowledge of BASEL capital rules is a plus)

  • Experience interpreting and applying the regulatory reporting instructions and rules

  • Excellent analytical and organizational skills

  • Excellent communication skills (both written and verbal) and interpersonal skills

  • Ability to work in cross functional teams

  • Strong capability to work both collaboratively and independently to meet tight deadlines, and flexibility in handling moving targets and multiple competing priorities

  • Proficient in using Microsoft suite of products (Word, Excel, and PowerPoint) and SharePoint

The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities, duties and skills required of personnel so classified.

We are proud to be an Equal Opportunity/Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category.

A conviction is not an absolute bar to employment. Factors such as the age of the offense, evidence of rehabilitation, seriousness of violation, and job relatedness are considered in all employment decisions. Additionally, it’s the bank’s policy to only inquire into a candidate’s criminal history after an offer has been made. Federal law prohibits banks from employing individuals who have been convicted of, or received a pretrial diversion for, certain offenses

Job: Finance

Primary Location: NEW YORK-New York

Other Locations: ARIZONA-Tempe

Schedule Full Time

Shift Day

Req ID: 10038493-WD