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MUFG Union Bank Regulatory Reporting Production Manager in Tempe, Arizona


Do you want your voice heard and your actions to count?

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world (as ranked by S&P Global, April 2018). In the Americas, we’re 13,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, developing positive relationships built on integrity and respect. It’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. We’re a team that accepts responsibility for the future by asking the tough questions and owning the solutions. Join MUFG and be empowered to make your voice heard and your actions count.

FR Y-14 Regulatory Reporting Production Manager

Job Summary

The FR Y-14A Data Tables Manager reports to the CARR and non-CCAR Regulatory Reporting Director and is responsible for ensuring timely and accurate reporting of 14A data to end-users/owners of 14A data, typically Document Owners. Act as the central point of contact for 14A reporting team. Additionally, the FR Y-14A Data Tables Manager works closely with Document Owners to gather 14A data table requirements and summarize 14A data for submission into regulatory reports that may include, but not limited to, the annual Capital Plan, supporting narratives to the annual Capital Plan, and the annual DFAST Disclosure. This position will require research and monitor FR Y-14A data to ensure data integrity


  • Manage the preparation and publishing of Comprehensive Capital Analysis Review (CCAR) FR Y-14 A, Q and M (Annual, Quarterly and Monthly) regulatory reports. Perform report analysis and reconciliations to ensure accurate and timely filing to the Federal Reserve Bank (FRB).

  • Lead the research and implementation of new and revised FR Y-14 regulatory reporting requirements, as well as the evaluation of regulatory requirements for new products/transactions. Communicate regulatory information to multiple departments and ensure that information is interpreted correctly.

  • Provide regulatory guidance to departments or development project teams regarding design, development, evaluation, or testing.

  • Manage and coordinate multiple cross-functional regulatory reporting efforts impacting the Bank’s Controller’s, Risk, IT (Information Technology) and line of business groups.

  • Manage and provide guidance to Regulatory Reporting Analyst to produce regulatory reporting supporting documents, reconciliations and quantitative analysis to ensure complete and accurate regulatory reporting filing.

  • Recommend procedural changes and process improvement opportunities to streamline the Bank’s regulatory reporting processes, anticipate problems and enhance the accuracy, completeness and timeliness of the reporting process. Provide status updates to the Regulatory Reporting Director and Project Managers;

  • Spearhead Axiom implementation and execute selected process enhancements and remediate management-identified issues

  • Complete ad hoc regulatory reporting FRB inquiries and projects; including participation in the regulatory reporting automation project.

  • Produce production work papers; conduct analysis of financial results to ensure work papers are in line with business expectations; and coordinate requests for information from data providers and lines of business.

  • Prepare and maintain current, accurate, and detailed standalone desktop procedures in a standard that meets the regulatory standard.

  • Manage and provide guidance to staff / Reg. Reporting analysts.


  • Database user interface and query software — Database software; Microsoft Access; Structured query language SQL

  • Spreadsheet software — Extensive Microsoft Excel experience

  • BS/BA in Finance, Business or Accounting or a related field is required

  • Minimum 7 years related experience, including a minimum of 5 years’ experience in finance, accounting, and/or regulatory reporting. CPA / Chartered Accountant, with public accounting experience and banking industry experience is strongly preferred.

  • 7 years of progressive finance experience with Finance Planning & Analysis (FP&A), Treasury and regulatory reporting experience in large, complex financial or banking institutions

  • Exposure to regulatory reporting (particularly CCAR FR Y-14 A or Q&M schedules or FR Y-9C), internal controls, data management, and governance concepts desired

  • Knowledge of banking / financial services industry and financial products (Retail loans, Wholesale Loans, securities).

  • Strong analytical skills.

  • Solid ability to manage multiple priorities and cope with moving targets.

  • Ability to anticipate, identify and analyze complex financial issues

  • Solid understanding of Generally Accepted Accounting Principles (GAAP) and financial acumen

  • Superb communication skills (both written and verbal) and interpersonal skills.

  • Proficient in Microsoft suite of products - Word, Excel, and PowerPoint.

The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.

We are proud to be an Equal Opportunity / Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives, and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category.

A conviction is not an absolute bar to employment. Factors such as the age of the offense, evidence of rehabilitation, seriousness of violation, and job relatedness are considered in all employment decisions. Additionally, it's the bank's policy to only inquire into a candidate's criminal history after an offer has been made. Federal law prohibits banks from employing individuals who have been convicted of, or received a pretrial diversion for, certain offenses.

Job: Finance

Primary Location: ARIZONA-Tempe

Schedule Full Time

Shift Day

Req ID: 10040574-WD